SOFQ 実際試験問題と解答 - 模擬練習 - 受験自信を増やす

Question No : 1
The Clearstream Group includes:

A.The ICSD 'Clearstream Banking Paris' and the NSCD 'Clearstream Banking Munich'
B.The ICSD 'Clearstream Banking Brussels' and the NCSD 'Clearstream Banking Berlin'
C.The ICSD 'Clearstream Banking Luxembourg' and the NSCD 'Clearstream Banking Frankfurt'
D.The ICSD 'Clearstream Banking Amsterdam' and the NSCD 'Clearstream Banking Luxembourg'

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Question No : 2
The type of organisation that provides securities underwriting services is known as a

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Question No : 3
Thefollowing is an inaccurate statement:

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Question No : 4
The following are examples of money market instruments:

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Question No : 5
The date on which a securities trade is intended to settle is:

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Question No : 6
The two choices for the settlement method utilised within a securities market are:

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Question No : 7
The market in which debt is issued over the long-term describes:

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Question No : 8
The divisors applicable to the calculation of bank interest are:

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Question No : 9
Within internal books and records, the recording of the trading book on a securities trade facilitates:

A.Reconciliation of settled positions, per trading book and per security - between the trading department and operations
B.Reconciliation of settled positions, per trading book and per security - between operations and the firm's custodian
C.Reconciliation of trading positions, per trading book and per security - between the firm's counterparty and the firm's custodian
D.Reconciliation of trading positions, per trading book and per security - between the trading department and operations

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Question No : 10
A bond which permits the issuer to redeem the bond prior to its maturity date is known as a:

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ICMA SOFQ 問題練習