ICCGO 実際試験問題と解答 - 模擬練習 - 受験自信を増やす

Question No : 1
The commitment to disclose "material developments" to the Capital Market Authority, relevant parties, and the public without any delay includes, for example:

A.Any losses equal to or exceeding 5% of the company's net assets.
B.Any losses equal to or exceeding 10% of the company's net assets.
C.Any losses less than 10% of the company's net assets.

正解:

Question No : 2
One of the most important schools that worked on developing governance principles around the world, and is considered one of the banking regulatory bodies, is:

A.Basel Committee
B.OECD Organization for Economic Cooperation and Development for Governance
C.Cadbury Rules Committee

正解:

Question No : 3
The legal quorum for holding the ordinary general assembly is:

A.Second meeting: The meeting is valid regardless of the number of subscribers present.
B.Second meeting: at least a quarter of the company's capital.
C.Second meeting: at least half of the company's capital.

正解:

Question No : 4
Among the responsibilities of the board of directors is to ensure the application of:

A.Control systems that cover all activities.
B.Appropriate control systems for measuring and managing risks.
C.Traditional internal control systems.

正解:

Question No : 5
The specializations and responsibilities of the audit committee can be summarized in:

A.Financial reports, internal audit, external audit, and compliance.
B.Internal audit and external audit.
C.Submitting to the board issues that the committee deems necessary to take action on, supported by its recommendations and the procedures that the board must take.

正解:

Question No : 6
There are several strategies for dealing with risks, such as the "risk implementation strategy," which means:

A.Implementing a risk removal plan through, for example, insurance contracts.
B.Taking planned and necessary measures to prevent risks from affecting the organization.
C.Implementing a work plan to confront a significant increase in risks that exceeds the acceptable amount.

正解:

Question No : 7
With due regard for the principle of proportionality, the board of directors' supervisory role:

A.Includes appropriately undertaking the roles of some committees, such as the risk committee, if they are not formed.
B.Includes participating in the work of the formed committees, such as the risk committee, the remuneration committee, and the nominations committee.
C.Does not include undertaking any work related to the risk committee.

正解:

Question No : 8
There are several differences between governance and management, and it can be said that:

A.The board of directors makes its decisions individually.
B.Executives and managers make their decisions individually.
C.All of the above.

正解:

Question No : 9
"Work ethics" fall under the main risks of:

A.Commitment
B.Organizational
C.Strategic

正解:

Question No : 10
The method of holding the ordinary general assembly and the duration of the invitation shall be:

A.First meeting: The period between the invitation and the meeting shall not be less than 20 days.
B.First meeting: The period between the invitation and the meeting shall not be less than 21 days.
C.First meeting: The period between the invitation and the meeting shall not be less than 30 days.

正解:

Question No : 11
The company must disclose the information required by the governance regulations issued by the Capital Market Authority, just as it must disclose, for example, the remunerations paid in the form of rewards, attendance allowances, other wages, etc., for each of:

A.The Chairman and members of the board
B.Committee members and the five highest-paid executives
C.All of the above

正解:

Question No : 12
Examples of "material developments" that must be disclosed without delay are:

A.Any debt outside the company's normal course of business amounting to or exceeding 10% of the company's net assets.
B.Any debt outside the company's normal course of business amounting to or exceeding 10% of the company's total assets.
C.Any debt outside the company's normal course of business amounting to or exceeding 5% of the company's net assets.

正解:

Question No : 13
The "Three Lines of Defense" model is one of the well-known tools for understanding and implementing risk management, and the first line of defense includes:

A.Internal control procedures
B.Risk management
C.Internal audit

正解:

Question No : 14
The guiding charter for family companies includes:

A.Establishing a balance between the interests of family members and the interests of the company.
B.Strengthening the cohesion of family members.
C.All of the above.

正解:

Question No : 15
One of the most important recommendations for developing governance principles around the world, specifically "communication regarding risks," is:

A.King IV Report Principles for Governance
B.OECD Organization for Economic Cooperation and Development for Governance
C.Basel Committee

正解:

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